Assurance on Sustainability Reports

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Access key resources, guidance, and updates regarding Sustainability Assurance Engagements and Assurance on Integrated Reports

In May 2022, the CFAS updated the illustrative engagement letters, illustrative assurance reports and related guidance notes for practitioners on sustainability engagements in South Africa, for alignment to the IAASB’s Quality Management Standards

      • Illustrative Engagement Letter: Sustainability limited assurance PDF | Word
      • Illustrative Report: Sustainability limited assurance PDF | Word
      • Illustrative Engagement Letter: Sustainability reasonable assurance PDF | Word
      • Illustrative Report: Sustainability reasonable assurance PDF | Word
      • Illustrative Engagement Letter: Sustainability combined assurance PDF | Word
      • Illustrative Report: Sustainability combined assurance PDF | Word

In November 2019, the CFAS updated the illustrative engagement letters, illustrative assurance reports and related guidance notes for practitioners on sustainability engagements in South Africa, for alignment to the IRBA Code of Professional Conduct (Revised November 2018)

      • Revised limited assurance illustrative engagement letter (updated) PDF | Word
      • Revised limited assurance illustrative assurance report (updated) PDF | Word
      • Reasonable assurance illustrative engagement letter (updated) PDF | Word
      • Reasonable assurance illustrative assurance report (updated) PDF | Word
      • Combined reasonable and limited assurance illustrative engagement letter (updated) PDF | Word
      • Combined reasonable and limited assurance illustrative assurance report (updated) PDF | Word
 

June 2018, the CFAS has issued illustrative engagement letters, illustrative assurance reports and related guidance notes for use by practitioners on sustainability engagements in South Africa:

      • Revised limited assurance illustrative engagement letter PDF | Word
      • Revised limited assurance illustrative assurance report PDF | Word
      • Reasonable assurance illustrative engagement letter PDF | Word
      • Reasonable assurance illustrative assurance report PDF | Word
      • Combined reasonable and limited assurance illustrative engagement letter PDF | Word
      • Combined reasonable and limited assurance illustrative assurance report PDF | Word
South African Assurance Engagements Practice Statements (SAAEPS)

Currently the following South Assurance Engagements Practice Statements (SAAEPS) have been issued:

TitleDate IssuedEffective DateDownload Documents
Feedback Statement on South African Assurance Engagements Practice Statement (SAAEPS) 1, Sustainability Assurance Engagements: Rational Purpose, Appropriateness of Underlying Subject Matter and Suitability of CriteriaMay 2025
  • Not applicable
PDF

Updated SAAEPS 1 – Sustainability Assurance Engagements: Rational Purpose, Appropriateness of Underlying Subject Matter and Suitability of Criteria

 

May 2022
  • Audits and reviews of financial statements for periods beginning on or after 15 December 2022; and
  • Other assurance and related services engagements beginning on or after 15 December 2022
PDF | Word
Updated SAAEPS 1 – Sustainability Assurance Engagements: Rational Purpose, Appropriateness of Underlying Subject Matter and Suitability of CriteriaJune 2020Periods beginning on or after 15 December 2020PDF | Word
If early adopted: SAAEPS 1 – Sustainability Assurance Engagements: Rational Purpose, Appropriateness of Underlying Subject Matter and Suitability of CriteriaSept 2018Periods beginning on or after 15 December 2020PDF | Word
Accountancy SA Articles on SAAEPS 1

At the date of the issue of the updated SAAEPS 1, three articles have been written thereon that have been published in Accountancy SA. The three articles, reproduced here, are as follows:

  • The new rational purpose requirement written by Pieter Conradie;
  • Before accepting your sustainability assurance engagement… written by Nicolette Bester; and
  • SAAEPS 1: A practitioner’s perspective written by Jeremy Grist.

The purpose of this webpage is to create a central source of all guidance or other information currently available regarding assurance on integrated reports.

This webpage is in three parts:

      • Related IRBA projects.
      • Links to related websites.
      • Table of publications relating to the assurance of integrated reports.

Registered auditors may find these publications of assistance when providing assurance on integrated reports.

Disclaimer

The linked websites and documents are for information purposes only. The IRBA does not endorse any of the publications, as these have not been subject to the IRBA’s due process.

Related IRBA projects

The Sustainability Standing Committee (the SSC) of the CFAS has prepared a South African Assurance Engagements Practice Statement (SAAEPS) 1, Sustainability Assurance Engagement Concepts: Evaluating the Rational Purpose, the Appropriateness of the Underlying Subject Matter and the Suitability of Criteria. The SAAEPS was issued in September 2018. The SAAEPS is effective for the Acceptance and Continuance – Preconditions for the Assurance Engagement phase of the sustainability assurance engagement for reporting periods beginning on or after 15 December 2020. Early adoption is permitted.

The guidance may be adapted to the acceptance considerations for assurance on integrated reporting engagements.

      • The SAAEPS is available here.
      • The related communique, issued 29 November 2017, is available here.

Related IAASB projects

The International Accounting and Assurance Standards Board (IAASB) issued a Consultation Paper, Extended External Reporting Assurance, in February 2019. The Consultation Paper includes the first part of draft guidance for practitioners applying International Standard on Assurance Engagements (ISAE) 3000 (Revised), Assurance Engagements Other than Audits or Reviews of Historical Financial Information, to Extended External Reporting (EER) assurance engagements. Integrated reporting is a subset of EER.

      • The Consultation Paper is available here.
      • The related communique, issued in March 2019, is available here.

Links to related websites:

Table of publications relating to the assurance of integrated reports

OrganisationNature of organisationDocumentDate
ACCA (Association of Chartered Certified Accountants)Global body for professional accountantsFactors affecting preparers’ and auditors’ judgements about materiality and conciseness in Integrated Reporting2016
ACCA (Association of Chartered Certified Accountants)Global body for professional accountantsThe Challenges of Assuring Integrated Reports: Views from the South African Auditing Community2015
AccountAbilityGlobal consulting and standards firmAA1000 ASSURANCE STANDARD 20082008
Accountancy Europe (formerly the FEE (Federation of European Accountants))International NPO representing institutes of professional accountants and auditors from EuropeDiscussion Paper: How to respond to assurance needs on non-financial information2017
Accountancy Europe (formerly the FEE (Federation of European Accountants))International NPO representing institutes of professional accountants and auditors from EuropePosition Paper: EU Directive on disclosure of nonfinancial and diversity information: Achieving good quality and consistent reporting2016
Accountancy Europe (formerly the FEE (Federation of European Accountants))International NPO representing institutes of professional accountants and auditors from EuropeThe Future of Corporate Reporting – creating the dynamics for change2015
Accountancy Europe (formerly the FEE (Federation of European Accountants))International NPO representing institutes of professional accountants and auditors from EuropePosition Paper: EU Directive on disclosure of non-financial and diversity information The role of practitioners in providing assurance2015
Accountancy Europe (formerly the FEE (Federation of European Accountants))International NPO representing institutes of professional accountants and auditors from EuropeFact Sheet: EU Directive on disclosure of non-financial and diversity information by certain large undertakings and groups2014
Accountancy Europe (formerly the FEE (Federation of European Accountants))International NPO representing institutes of professional accountants and auditors from EuropeDiscussion Paper for Auditor’s Role Regarding Providing Assurance on Corporate Governance Statements2009
European CommissionAn institution of the European Union, responsible for proposing legislationDIRECTIVE 2014/95/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 22 October 2014 amending Directive 2013/34/EU as regards disclosure of non-financial and diversity information by certain large undertakings and groups2014
EYAudit firmExcellence in Integrated Reporting Awards 20172017
EYAudit firmExcellence in Integrated Reporting Awards 20162016
EYAudit firmExcellence in Integrated Reporting Awards 20152015
EYAudit firmExcellence in Integrated Reporting Awards 20142014
EYAudit firmExcellence in Integrated Reporting Awards 20132013
Financial Reporting CouncilUK’s and Ireland’s independent regulator responsible for promoting high quality corporate governance and reportingDraft amendments to Guidance on the Strategic Report: Non-financial reporting2017
Financial Reporting CouncilUK’s and Ireland’s independent regulator responsible for promoting high quality corporate governance and reportingNon financial reporting fact sheet2017
Financial Reporting CouncilUK’s and Ireland’s independent regulator responsible for promoting high quality corporate governance and reportingGuidance on the Strategic Report2014
Financial Reporting CouncilUK’s and Ireland’s independent regulator responsible for promoting high quality corporate governance and reportingThe Companies Act 2006 (Strategic Report and Directors’ Report) Regulations 20132013
GRI (Global Reporting Initiative)Independent international organisation that has pioneered sustainability reporting since 1997The External Assurance of Sustainability Reporting2013
IAASB’s (International Auditing and Assurance Standards Board) Integrated Reporting Working Group (IRWG)A working group of the international BoardDiscussion Paper, Supporting Credibility and Trust in Emerging Forms of External Reporting
Supplemental Information to the Discussion Paper
At a Glance
Comments to the Discussion Paper 
2016
IAASB’s (International Auditing and Assurance Standards Board) Integrated Reporting Working Group (IRWG)A working group of the international BoardWorking Group Publication, Exploring Assurance on Integrated Reporting and Other Emerging Developments in External Reporting2015
ICAEW (Institute of Chartered Accountants of England and Wales)Institute of chartered accountants

The journey: Assuring all of the annual report?

Milestone 1: Assurance over key performance indicators

Milestone 2: Assurance over risk disclosures

Milestone 3: Assuring the appropriateness of business information

Milestone 4: Materiality in assuring narrative reporting

Milestone 5: Where next with assurance?

2013

2014

2015

2015

2016

2016

IIRC (International Integrated Reporting Council) Global coalition of regulators, investors, companies, standard setters, the accounting profession and NGOsAssurance on <IR>: Overview of feedback and call to action2015
IIRC (International Integrated Reporting Council)Global coalition of regulators, investors, companies, standard setters, the accounting profession and NGOsAssurance on <IR>: An introduction to the discussion 2014
IIRC (International Integrated Reporting Council)Global coalition of regulators, investors, companies, standard setters, the accounting profession and NGOsAssurance on <IR>: An exploration of issues2014
IoDSA (Institute of Directors of South Africa)Professional body and a non-profit company (NPC) that exists to promote corporate governanceKing IV: Report on Corporate Governance for South Africa 20162016
IRCSA (Integrated Reporting Committee of South AfricaVoluntary association not for gain to provide direction on matters relating to integrated reporting and integrated thinkingPreparing an Integrated Report: A Starter’s Guide2014
KPMGAudit firmThe KPMG Survey of Corporate Responsibility Reporting 20172017
KPMGAudit firmThe KPMG Survey of Corporate Responsibility Reporting 20152015
KPMGAudit firmThe KPMG Survey of Corporate Responsibility Reporting 20132013
NIVRA (Koninklijk Nederlands Instituut van Registeraccountant)Dutch professional organisation of chartered accountantsCounting more than only Euros: A discussion paper about new ways for the accountability and assurance of non-financial information2009
NkonkiAudit firmNkonki 2017 Integrated Reporting Trends in SA Top 100 JSE Listed Companies and SOCs2017
NkonkiAudit firmInsights into the Top 100* JSE Listed Companies: Integrated Reporting Trends2015
NkonkiAudit firmIntegrated Reporting – A New Era for Public Sector Entities in South Africa2015
PwCAudit firmIntegrated Reporting: Where to next?2015
PwCAudit firmImplementing Integrated Reporting2015
PwCAudit firmInspiring Trust Through Insight2014
WBCSD (World Business Council for Sustainable Development)CEO-led coalition of some 200 international companies in a shared commitment to sustainable developmentIntegrated Reporting in South Africa: From Concept to Practice2014

Contact the Standards Department of the IRBA at standards@irba.co.za with any further suggestions of relevant documents that may be